A new view of diabetic retinopathy: a neurodegenerative disease of the eye

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Abstract

Diabetic retinopathy (DR) is a common complication of diabetes and a leading cause of legal blindness in working-age adults. The clinical hallmarks of DR include increased vascular permeability, leading to edema, and endothelial cell proliferation. Much of the research effort has been focused on vascular changes, but it is becoming apparent that other degenerative changes occur beyond the vascular cells of the retina. These include increased apoptosis, glial cell reactivity, microglial activation, and altered glutamate metabolism. When occurring together, these changes may be considered as neurodegenerative and could explain some of the functional deficits in vision that begin soon after the onset of diabetes.

This review will present the current evidence that neurodegeneration of the retina is a critical component of DR. There are two basic hypotheses that account for loss of cells in the neural retina. First, the loss of blood–retinal barrier integrity, which initially manifests as an increase in vascular permeability, causes a failure to control the composition of the extracellular fluid in the retina, which in turn leads to edema and neuronal cell loss. Alternatively, diabetes has a direct effect on metabolism within the neural retina, leading to an increase in apoptosis, which in turn causes breakdown of the blood–retinal barrier. It is not clear which hypothesis will be found to be correct, and, in fact, it is likely that vascular permeability and neuronal apoptosis are closely linked components of DR. However, the gradual loss of neurons suggests that progress of the disease is ultimately irreversible, since these cells cannot usually be replaced. In light of this possibility, new treatments for DR should be preventive in nature, being implemented before overt clinical symptoms develop. While vascular permeability is the target that is primarily considered for new treatments of DR, evidence presented here suggests that apoptosis of neurons is also an essential target for pharmacological studies. The vision of people with diabetes will be protected only when we have discovered a means to prevent the gradual but constant loss of neurons within the inner retina.

Introduction

Neurodegeneration is recognized as a pivotal feature of many diseases of the central nervous system. It is also recognized as a component of some retinal diseases including glaucoma and retinitis pigmentosa Kerrigan et al., 1997, Baumgartner, 2000, but has been largely overlooked in diabetic retinopathy (DR) despite the degree of vision loss associated with this disease. DR is a common complication of diabetes that is present to some degree in nearly all individuals who have had diabetes for more than 15 years, regardless of whether the diabetes is due to loss of insulin secretion (Type I) or to insulin resistance (Type II) (Klein et al., 1984). It is the leading cause of new cases of legal blindness (defined as vision worse than 20/200) in Americans between the ages of 20 and 74 years (Klein and Klein, 1995).

One of the earliest clinically detectable signs of DR is increased vascular permeability, due to a breakdown in the blood–retinal barrier, which causes macular edema (Cunha-Vaz et al., 1975). This is followed later by the development of vascular microaneurysms, deposition of lipoprotein exudates called drusen, and finally vascular proliferation (Aiello et al., 1998). Of these clinical features, macular edema is most closely correlated with the degree of vision loss (Moss et al., 1988), but the actual relationship between vascular permeability and loss of neural function is not known.

The current treatment for DR is photocoagulation, in which laser flashes are used to burn the areas of retina containing leaking blood vessels (L'Esperance, 1968). This treatment arrests the course of the disease in about 50% of cases but cannot reverse vision loss and must be repeated in many individuals (Blankenship, 1991). In actuality, laser photocoagulation can be likened to amputation because it destroys the diseased parts of the retina in an attempt to rescue less affected regions. Since the development of laser surgery for DR, there have been no major advances in treatment for the disease, despite numerous clinical trials on a variety of drugs including calcium dobesylate, aspirin, aldose reductase inhibitors, and antihistamines Daubresse et al., 1977, Anonymous, 1991, Arauz-Pacheco et al., 1992, Gardner et al., 1995.

Much research has focused on vascular endothelial growth factor (VEGF) because this potent biogenic permeability factor is elevated in the vitreous of people with DR and in animal models of diabetes Aiello et al., 1994, Ambati et al., 1997, Sone et al., 1997, and is sufficient to increase both vascular proliferation and permeability (Aiello et al., 1997). VEGF is produced by the neurons and glial cells of the retina in response to hypoxia, but it is not clear if this is the signal that triggers its expression in diabetes Neufeld et al., 1999, Murata et al., 1996, Amin et al., 1997.

The vascular changes in DR have been given much attention but it is becoming clear that the retinal parenchyma is also altered by diabetes. These changes are reminiscent of chronic neurodegenerative diseases, and include increased apoptosis, a gradual loss of neurons, altered expression of glial fibrillary acidic protein (GFAP) in the astrocytes and Müller cells, and activation of microglia. The following review will attempt to summarize the current evidence supporting the hypothesis that chronic neurodegeneration is a component of DR.

Section snippets

Early clinical changes in vision

While there has been an emphasis on studying the changes to the retinal vasculature in diabetes, pieces of evidence that retinal function is altered soon after the onset of diabetes have also accumulated. Functional changes can be identified before major vascular pathology develops, suggesting that they are due to a direct effect of diabetes on the neural retina, rather than secondary to the breakdown of the blood–retinal barrier (Lieth et al., 2000a).

The electroretinogram (ERG) is a measure of

Evidence of apoptosis in DR

Even before the concept that cells can undergo an active form of destruction called apoptosis, early studies described pyknotic bodies in histological sections of retina from people with diabetes. Pyknosis of neuronal cell bodies was first noted in sections of postmortem eyes from people with diabetes about 40 years ago Wolter, 1961, Bloodworth, 1962. More recently, apoptosis of neurons was observed by in situ terminal dUTP nick end labeling (TUNEL) in sections of retinas from rats treated with

Diabetes increases apoptosis in the retina

To determine whether diabetes increases retinal apoptosis, we adapted the method of TUNEL labeling to whole retinas that were flat-mounted onto microscope slides Barber et al., 1998, Bien et al., 1999. We found that the number of apoptotic nuclei was elevated after 1 month of streptozotocin-induced diabetes. The amount of apoptosis was reduced by intensive treatment with subcutaneous insulin implants, showing that it was a result of the diabetic physiology and not due to toxic effects of the

VEGF as a survival factor for neurons

A great deal of effort has been focused on VEGF because it is elevated in DR and causes both proliferation and increased permeability in vascular endothelial cells Aiello et al., 1994, Ambati et al., 1997. The increased permeability may, in part, be due to a modification of tight junction proteins in the blood–retinal barrier Antonetti et al., 1998, Antonetti et al., 1999. VEGF can also facilitate survival of both endothelial cells and neurons.

VEGF acts as a survival factor for newly formed

Neurofilament changes in DR

During neurodegeneration in the central nervous system, structural changes may occur in neurons that compromise their function but precede actual cell loss. Increased phosphorylation of neurofilament proteins, structural components in the cell bodies, and axons of large neurons such as retinal ganglion cells is associated with axotomy and neurodegeneration Glass and Griffin, 1991, Terada et al., 1998. Decreased neurofilament mRNA and increased phosphorylation have been identified in peripheral

Diabetes causes glial reactivity in the retina

Neurodegeneration also tends to be accompanied by reactive changes in macroglia. The retina has two types of macroglial cells. The predominant type is the Müller cell, which is unique to the retina. Müller cells are spindle-shaped and span the entire retina from the outer limiting membrane to the retinal ganglion cell layer. The second type is the astrocyte, which migrates into the retina along the optic nerve during development Watanabe and Raff, 1988, Ling et al., 1989. Astrocytes are less

Glutamate excitotoxicity as a possible inducer of retinal neurodegeneration in diabetes

Neuronal cell loss in the central nervous system is often associated with excessive levels of glutamate Zorumski and Olney, 1993, Weiss and Sensi, 2000. Several lines of evidence indicate that glutamate excitotoxicity is responsible for the neuronal loss in DR. A number of studies suggest that diabetes increases the concentration of glutamate in the vitreous Ambati et al., 1997, Lieth et al., 1998, Kowluru et al., 2001. Diabetes also reduces the ability of explant retinas to convert [14

Conclusion

It is clear that increased vascular permeability and vascular proliferation is only one component of a complex disease that affects many cell types within the retina. DR has many elements that suggest chronic neurodegeneration, including: neural apoptosis, loss of ganglion cell bodies, reduction in thickness of the inner retina, glial reactivity, neurofilament abnormality, slowing of optic nerve retrograde transport, changes in electrophysiological activity, and resultant deficits in

Acknowledgements

The author would like to thank past and present members of the Penn State Retina Research Group who contributed to the ideas expressed in this work, particularly Thomas W. Gardner, David A. Antonetti, Erich Lieth, and Kathryn F. LaNoue. The author also acknowledges financial support from the Fight for Sight, the Pennsylvania Lions Sight Conservation and Eye Research Foundation, and the Juvenile Diabetes Research Foundation.

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