Elsevier

Biological Psychology

Volume 74, Issue 2, February 2007, Pages 116-143
Biological Psychology

The polyvagal perspective

https://doi.org/10.1016/j.biopsycho.2006.06.009Get rights and content

Abstract

The polyvagal theory introduced a new perspective relating autonomic function to behavior, that included an appreciation of the autonomic nervous system as a “system,” the identification of neural circuits involved in the regulation of autonomic state, and an interpretation of autonomic reactivity as adaptive within the context of the phylogeny of the vertebrate autonomic nervous system. The paper has two objectives: first, to provide an explicit statement of the theory; and second, to introduce the features of a polyvagal perspective. The polyvagal perspective emphasizes how an understanding of neurophysiological mechanisms and phylogenetic shifts in neural regulation leads to different questions, paradigms, explanations, and conclusions regarding autonomic function in biobehavioral processes than peripheral models. Foremost, the polyvagal perspective emphasizes the importance of phylogenetic changes in the neural structures regulating the autonomic nervous system and how these phylogenetic shifts provide insights into the adaptive function and the neural regulation of the two vagal systems.

Section snippets

Overview

The polyvagal theory (Porges, 1995) introduced a new perspective relating autonomic function to behavior. This perspective includes an appreciation of the autonomic nervous system as a “system,” the identification of neural circuits involved in the regulation of autonomic state, and an interpretation of autonomic reactivity as adaptive within the context of the phylogeny of the vertebrate autonomic nervous system. The polyvagal theory encourages a level of inquiry that challenges scientists to

The polyvagal theory: a phylogenetic theory of adaptive reactions to challenge

Within this historical context, the polyvagal theory was presented (Porges, 1995) as an emerging model of neural regulation of the autonomic nervous system. In the original presentation (Porges, 1995), the following seven points were listed to summarize the theory:

  • (1)

    The vagal system does not represent a unitary dimension.

  • (2)

    There are two vagal motor systems.

  • (3)

    In mammals, the concept that vagal tone represents a single or summed system may have limited physiological or heuristic value.

  • (4)

    The functional

Levels of inquiry

Imbedded in the polyvagal theory is a generalizable and expansive perspective of inquiry. What are the features of this perspective? How does this perspective influence the conceptualization of research questions and paradigms in psychophysiology? The polyvagal perspective reflects a level of inquiry that emphasizes neurophysiological mechanisms and neurobiological organizing principles to determine how heart rate measures, as non-invasive features of adaptive neural circuits, are related to

References (142)

  • T. Noesselt et al.

    Asymmetrical activation in the juamn brain during processing of fearful faces

    Current Biology

    (2005)
  • N.C. Owens et al.

    Medial prefrontal cortex depressor response: role of the solitary tract nucleus in the rat

    Neuroscience

    (1999)
  • P.M. Pereyra et al.

    Development of myelinated and unmyelinated fibers of human vagus nerve during the first year of life

    Journal of Neurological Sciences

    (1992)
  • M.L. Phillips et al.

    Neurobiology of emotion perception. I. The neural basis of normal emotion perception

    Biological Psychiatry

    (2003)
  • M.L. Phillips et al.

    Neurobiology of emotion perception. II. Implications for major psychiatric disorders

    Biological Psychiatry

    (2003)
  • S.W. Porges

    Peripheral and neurochemical parallels of psychopathology: a psychophysiological model relating autonomic imbalance to hyperactivity, psychopathy, and autism

  • S.W. Porges

    The polyvagal theory: phylogenetic substrates of a social nervous system

    International Journal of Psychophysiology

    (2001)
  • R. Adolphs

    Trust in the brain

    Nature Neuroscience

    (2002)
  • G.L. Ahern et al.

    Journal of Clinical Child Psychology

    (2001)
  • S. Akselrod et al.

    Power spectrum analysis of heart rate fluction: a quantitative probe of beat to beat cardiovascular control

    Science

    (1981)
  • G.V. Anrep et al.

    Respiratory variations of the heart rate. I. The reflex mechanism of the respiratory arrhythmia

    Proceedings of the Royal Society of London B

    (1936)
  • F.N. Ardic et al.

    Does the stapes reflex remain the same after Bell's Palsy?

    American Journal of Otology

    (1997)
  • Austin, M.A., Riniolo, T.C., Porges, S.W., in press. Borderline personality disorder and emotion regulation: insights...
  • F.A. Bainbridge

    The relation between respiration and the pulse-rate

    Journal of Physiology

    (1920)
  • G.G. Berntson et al.

    Autonomic cardiac control. I. Estimation and validation from pharmacological blockades

    Psychophysiology

    (1994)
  • G.G. Berntson et al.

    Heart rate variability: origins, methods, and interpretive caveats

    Psychophysiology

    (1997)
  • A.H. Black et al.

    Cardiac conditioning and skeletal responding in curarized dogs

    Psychological Review

    (1964)
  • C. Blair et al.

    Physiological and neurocognitive correlates of adaptive behavior in preschool among children in head start

    Developmental Neuropsychology

    (2003)
  • E.P. Boas et al.

    The Heart Rate

    (1932)
  • R.E. Bohrer et al.

    The application of time-series statistics to psychological research: an introduction

  • E. Borg et al.

    The middle-ear muscles

    Scientific American

    (1989)
  • L. Bueno et al.

    Vagally mediated inhibition of acoustic stress-induced cortisol release by orally administered kappa-opiod substances in dogs

    Endocrinology

    (1989)
  • K.A. Buss et al.

    Cardiac reactivity is associated with changes in negative emotion in 24-month-olds

    Developmental Psychobiology

    (2005)
  • E.A. Byrne et al.

    Data-dependent filter characteristics of peak-valley respiratory sinus arrhythmia estimation: a cautionary note

    Psychophysiology

    (1993)
  • S.D. Calkins

    Cardiac vagal tone indices of temperamental reactivity and behavioral regulation

    Developmental Psychobiology

    (1997)
  • S.D. Calkins et al.

    Cardiac vagal regulation across the preschool period: stability, continuity, and implications for childhood adjustment

    Developmental Psychobiology

    (2004)
  • T. Canli et al.

    Hemispheric asymmetry for emotional stimuli detected with fMRI

    Neuroreport

    (1998)
  • C.S. Carter

    Neuroendocrine perspectives on social attachment and love

    Psychoneuroendocrinology

    (1998)
  • A.S. Chambers et al.

    Vagal tone as indicator of treatment response in major depression

    Psychophysiology

    (2002)
  • Z. Cheng et al.

    Nucleus ambiguus projections to cardiac ganglia of rat atria: an anterograde tracing study

    Journal of Comparative Neurology

    (2000)
  • J. Cohen

    Statistical Power Analysis for the Behavioral Sciences

    (1988)
  • P.M. Cole et al.

    Individual differences in emotion regulation and behavior problems in preschool children

    Journal of Abnormal Psychology

    (1996)
  • H.D. Critchley

    Neural mechanisms of autonomic, affective, and cognitive integration

    Journal of Comparative Neurology

    (2005)
  • D. Daniels et al.

    Central neuronal circuit innervating the lordosis-producing muscles defined by transneuronal transport of pseudorabies virus

    Journal of Neuroscience

    (1999)
  • J.A. Dellinger et al.

    Atropine sulfate effects on aviator performance and on respiratory-heart period interactions

    Aviation Space Environment Medicine

    (1987)
  • Denver, J.W., Reed, S.F., Porges, S.W., in press. Methodological issues in the quantification of respiratory sinus...
  • Y. Donchin et al.

    Respiratory sinus arrhythmia during recovery from isoflurane-nitrous oxide anesthesia

    Anesthesia and Analgesia

    (1985)
  • D.L. Eckberg

    Sympathovagal balance: a critical appraisal

    Circulation

    (1997)
  • D.L. Eckberg

    The human respiratory gate

    Journal of Physiology

    (2003)
  • H. Eppinger et al.

    Vagotonia: A Clinical Study in Vegetative Neurology

    (1915)
  • Cited by (2349)

    View all citing articles on Scopus

    The preparation of this manuscript was supported, in part, by grants MH 067446 and MH 60625 from the National Institutes of Health.

    View full text